Site Ownership and Operation
This Site is owned and operated by Conning ("Conning," "we," "us" or words of similar import).
We endeavor to maintain this Site and its operation, but we are not, and cannot be, responsible for the results of any defects that may exist in the Site or its operation. THE OPERATION OF, CONTENT OF AND ANY MATERIALS MADE AVAILABLE THROUGH THIS SITE ARE PROVIDED "AS IS" AND WITHOUT WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED. TO THE FULLEST EXTENT PERMISSIBLE PURSUANT TO APPLICABLE LAW, WE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, ALL IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE AND NON-INFRINGEMENT. WE DO NOT WARRANT OR MAKE ANY REPRESENTATIONS REGARDING THE USE OR THE RESULTS OF THE USE OF THE MATERIALS IN THIS SITE IN TERMS OF THEIR CORRECTNESS, ACCURACY, RELIABILITY OR OTHERWISE. THE MATERIALS IN THIS SITE COULD INCLUDE TECHNICAL INACCURACIES OR TYPOGRAPHICAL ERRORS. THESE MATERIALS COULD BECOME INACCURATE AS A RESULT OF DEVELOPMENTS OCCURRING AFTER THEIR RESPECTIVE DATES. WE UNDERTAKE NO OBLIGATION TO MAINTAIN THE CURRENCY OF SUCH INFORMATION. WE MAKE NO WARRANTY THAT: (I) THE OPERATION OF THE SITE WILL MEET THE USER'S REQUIREMENTS; (II) ACCESS TO THE SITE WILL BE UNINTERRUPTED, TIMELY, SECURE, FREE OF VIRUSES OR OTHER HARMFUL COMPONENTS, OR FREE OF ERRORS; OR (III) DEFECTS WILL BE CORRECTED. You (and not we) assume the entire cost of all servicing, repair or correction that may be necessary for your computer equipment and software as a result of any viruses, errors or other problems you may have as a result of visiting this Site.
This Site may contain links to Web sites operated by parties other than Conning. Such links are provided for your convenience and reference only. The linked sites are not under the control of Conning, and Conning provides no warranties regarding either express or implied, and is not responsible for the contents of any linked site or any link contained in a linked site. The inclusion of a link does not imply any association with its operators or any endorsement of the linked site by Conning.
No Investment Advice, Recommendations, Offers or Solicitations
You alone will need to evaluate the merits and risks associated with the use of this Site. Decisions based on information obtained from this Site are your sole responsibility. The information available through this Site is not and should not be construed as any advice, recommendation or endorsement from us as to any legal, tax, investment or other matter. Nothing on this Site shall be considered a solicitation or offer to buy or sell any security, future, option or other financial instrument (including an interest in Conning) or to offer or provide any investment advice or service to any person in any jurisdiction. Nothing contained on this Site constitutes investment advice, and the views expressed on this Site should not be taken as advice to buy, sell or hold any investment. No aspect of the information provided or available on the Site is based on the consideration of the user's personal circumstances. USERS SHOULD CONSULT WITH AND SEEK PROFESSIONAL ADVICE FROM THEIR OWN ATTORNEYS, ACCOUNTANTS AND FINANCIAL ADVISERS WITH RESPECT TO THEIR INDIVIDUAL CIRCUMSTANCES AND NEEDS.
Statements and information in our publications and on this Site are compiled from sources that we consider to be reliable or are expressions of our opinion. Any views expressed on this Site by us were prepared based upon the information available to us at the time such views were written. Changed or additional information could cause such views to change. All information is subject to possible correction. Information may quickly become unreliable for various reasons, including changes in market conditions or economic circumstances. Past performance is not necessarily indicative of future results.
Monitoring of Site
We expressly reserve the right to monitor any and all use of this Site. We are under no obligation to do so and assume no responsibility or liability arising from the use of this Site. You acknowledge that there is a risk that data, including email, electronic communications and personal data, may be accessed by unauthorized third parties when communicated between you and us through this Site.
Conning may investigate any complaint or reported violation of its policies and take any action that it deems appropriate. Conning also reserves the right to report any activity that it suspects may violate any law or regulation to appropriate law enforcement officials, regulators or other persons or entities. In order to cooperate with governmental requests, to protect Conning's systems and Users, to ensure the integrity and operation of the Site or Conning's business or systems, or otherwise to comply with the law and legal process, Conning may access and disclose any information it considers necessary or appropriate.
Passwords and Security
You may not access any password-protected portion of the Site unless you received a password from and are authorized by Conning. You are solely responsible for maintaining the confidentiality and security of your password, and you hereby agree not to disclose your password to any third party. You accept full responsibility for all activity conducted through your account and agree to and hereby release Conning from any and all liability concerning such activity. You agree to notify Conning immediately of any actual or suspected loss, theft or unauthorized use of your password. Conning has no obligation to inquire as to the authority or propriety of any use of or action taken under your password and will not be responsible for any loss to you arising from any such use or action or from your failure to comply with the above. Conning will take reasonable security precautions when using the Internet, telephone or other means to transport data or other communications, but expressly disclaims any and all liability for the accessing of any such data or communications by unauthorized persons or entities.
The content available through this Site, including, but not limited to: the information on the Site; publications; images; charts; graphs; graphics; designs; photographs; any Marks (as defined below); and software and HTML code (collectively, the "Content") are, except as otherwise explicitly noted, the property of Conning or its licensors (as the case may be) and are subject to protection by U.S. and international intellectual property laws and treaty provisions, including, but not limited to, those relating to patent rights, copyrights, trade secrets, trade names, trademarks, service marks, moral rights, know-how and any other similar rights.
You agree and acknowledge that all trademarks, service marks, logos, names and titles (collectively, the "Marks") on the Site and within the Content are proprietary to their respective owners and are protected by applicable law. Nothing on this Site should be construed as granting any license or right to use any of the Marks displayed on this Site. Any unauthorized use of the Marks or any other Content is strictly prohibited.
Publications available on this Site are prepared for and distributed exclusively to specific clients of Conning or other authorized users. All Conning publications are copyright protected. Further distribution, sale or reproduction, in whole or in part, and by any means, is prohibited. Users should be aware that our publications and studies are encoded to allow us to trace the original recipient of the publication. We have and will continue to enforce our copyrights to the fullest extent of the law.
Users may not:
- use this Site to commit criminal or civil violations of federal, state, local or international laws, regulations or other government requirements. Conning reserves the right to report any activity that may violate any law or regulation to appropriate law enforcement officials, regulators or other third parties;
- tamper with, or attempt to tamper with, this Site, including uploading, posting, emailing or otherwise transmitting any material that contains viruses or any other computer code, files or programs that might interrupt, limit or interfere with the functionality of any computer software or hardware or the telecommunications equipment that is owned, leased or used by us. We reserve the unconditional right to remove from the Site anything we consider harmful, offensive, or in violation of law, regulation or any agreement.
- copy, post, reproduce, transmit, upload, republish or distribute in any way material from this Site in any manner inconsistent with the purposes for which we offer it;
- without our express written permission, copy, modify or display our name, or any Content from this Site;
- without our express written permission, redeliver any of the Content of this Site using "framing," redirection or similar technology or otherwise deliver this Site in a manner that does not maintain the integrity of the layout, content and look and feel of this Site;
- include any trademark, trade name or service mark of ours, the name of any of our personnel, or any variation of any of the foregoing, or any other indicator that may create a likelihood or confusion or a false or misleading impression of affiliation, sponsorship or endorsement between us and any user and/or Web site;
- upload, post, reproduce or distribute any information, software or other material protected by copyright or any other intellectual property right (as well as rights of publicity and privacy) without first obtaining the permission of the owner of such rights; or
- archive this Site.
Modification and Termination of Site
We reserve the right to modify or discontinue all or any portion of this Site made available thereby at any time without prior notice. The Site may also be unavailable during periods of maintenance or for other reasons.
We are not required to make available or to continue to make available this Site to residents of any jurisdiction where we determine, in our sole discretion, that furnishing this Site might be unlawful under the laws of such jurisdiction or for any other reason.
Materials to be Consulted in their Entirety
All materials at the Site are meant to be reviewed in their entirety, including any footnotes, legal disclaimers, restrictions or disclosures and any copyright or proprietary notices.
Limitation of Liability
You are entirely liable for activities conducted by you or your representatives in connection with your use of the Site. Under no circumstances shall we be liable for any damages or injury, including any direct, special, incidental, consequential or punitive damages, that may result from the use of, or the inability to use, the materials in this Site, whether in an action of contract, negligence or other tortious action, arising out of or in connection with the use or performance of information available in the Site. We shall not be liable even if we or an authorized representative of ours has been advised of the possibility of such damages. These include, but are not limited to, damages or injury caused by error, omission, interruption, defect, failure of performance, delay in operation or transmission, line failure or computer virus or other harmful component.
Limitations on Exclusion of Warranties
Applicable law may not allow the exclusion of certain warranties or the limitation or exclusion of liability for incidental or consequential damages. Accordingly, some of the above limitations or exclusions may not apply to you. However, in no event shall our total liability to you for damages, losses, and causes of action (whether in contract, tort (including, but not limited to, negligence), or otherwise) exceed the amount paid by you, if any, for accessing this Site.
Notice to Conning
No Waiver of Rights
Conning & Company is the parent of Conning Inc., Goodwin Capital Advisers, Inc., and Conning Investment Products, Inc., and an affiliate of Conning Asset Management Limited and Conning Asset Management (Europe) Limited (together, “Conning”). Conning is a portfolio company of the funds managed by Aquiline Capital Partners LLC (a New York -based private equity firm,) with offices in Hartford, New York, Dublin, London, Cologne, and Hong Kong.
Conning firms are registered with the Securities Exchange Commission under the Investment Advisers Act of 1940, the Ontario Securities Commission, the United Kingdom's Financial Services Authority, and Ireland's Central Bank of Ireland under Regulation 11 of the MiFID Regulations. Conning primarily provides asset management services for third-party assets. Conning predominantly invests client portfolios in fixed income strategies in accordance with guidelines supplied by its institutional clients.
Conning Inc. and Goodwin Capital Advisers, Inc. are registered as Investment Advisers with the SEC and have noticed other jurisdictions that they are conducting securities advisory business when required by law. In any other jurisdictions where they have not provided notice and are not exempt or excluded from those laws, they cannot transact business as an investment adviser and may not be able to respond to individual inquiries if the response could potentially lead to a transaction in securities.
Conning Investment Products, Inc. is a FINRA registered broker/dealer and a Member of SIPC.
For complete details regarding Conning and its services, you should refer to Form ADV Part 2A, which is required to be filed in accordance with SEC regulations. You may obtain a copy by contacting Monica McKenzie at (860) 299-2334 or email email@example.com.