Conning controls and monitors the day-to-day accounting and reconciliation for the general and separate account invested assets of its clients. We serve as an independent auditor of data received from the client company, external portfolio managers and custodians. We become an integral part of each client's operation, an extension of the client's accounting and financial reporting operations.

Our investment accounting model includes:

• Daily transaction processing and reconciliation
• Income and principal review and analysis
• Timely resolution of reconciliation issues
• Monthly asset reconciliation with custodian(s)
• Standard investment accounting reports

We provide:

• Remote access capabilities
• Financial reporting, including numerous FAS reports
• Regulatory reporting, including complete preparation of all Security Investment Exhibits
• Tax reporting

To help ensure the accuracy and quality of investment data provided to our clients, we perform periodic FAS 91 analyses on client portfolios and have an annual independent review, SAS 70, that reports on the effectiveness of Conning's control environment.